Understanding and executing Provincial and SRO registration requirements is a complex undertaking.
FCRT professionals have the skills and training to navigate firms and registered individuals through this process.
FCRT services include the preparation and submission of the:
- SRO Membership Application.
- Stock Exchange Participating Organization (PO) Membership Application.
- National Registration Database (NRD) Set-Up and Maintenance for the Firm and its registrants.
- Continuing Education (CE) Requirements Set-Up and Maintenance for Individuals.