REGISTRATION

Understanding and executing Provincial and SRO registration requirements is a complex undertaking.

FCRT professionals have the skills and training to navigate firms and registered individuals through this process.

FCRT services include the preparation and submission of the:

  • SRO Membership Application.
  • Stock Exchange Participating Organization (PO) Membership Application.
  • National Registration Database (NRD) Set-Up and Maintenance for the Firm and its registrants.
  • Continuing Education (CE) Requirements Set-Up and Maintenance for Individuals.